Profile
Charlie M. - 20919 Regulatory Compliance Specialist from Canada
Completed
0
Assigned
0
Invites
0
Posted
0
Payments
$0.00
Rate/hr
$40.00
User ID
Charlie M. - 20919
Toronto, Canada
9:34 AM, GMT -04:00

Charlie M. - 20919 Regulatory Compliance Specialist from Toronto

About

Please note the below, in which I have summarized my relevant experience: - transactional experience in corporate and commercial law matters; - achieved upper class results in law school courses relating to international banking and business associations law; - capital markets work experience in sales and trading, trading risk, and financial regulation; - Bachelor of Commerce undergraduate (finance major); passionate about finance and financial services - participated in and led several finance- and markets-related extra-curricular associations during my university tenure; and - litigation experience in criminal defence and commercial law.
Occupation

Regulatory Compliance Specialist

Work experience
2022 - Present
Associate
Guardian Legal Consultants LLP
2017 - 2019
Student
Derstine Penman Criminal Lawyers
2015 - 2015
Co-op/Intern, Associate
TD Bank Group
2014 - 2015
Dalhousie Student Ambassador
Montréal Exchange
2014 - 2014
Summer Associate, Structured Sales
TD Securities
2013 - 2013
Trading Assistant Co-op
Short Term Interest Rates
2013 - 2013
Capital Markets Risk Management
TD Securities
Education
2018 - 2020
City, University of London
Bachelor of Laws
2015 - 2016
Toronto Metropolitan University
Certificate degree
2011 - 2016
Dalhousie University
Bachelor of Commerce Co-op
Calendar
April 2024
SU M TU W TH F SA
Available
Unavailable

Skills

Analytical Skills
2 Y
Business Objectives
2 Y
Communication Skills
2 Y
Corporate Law
2 Y
Derivatives
2 Y
Document Review
2 Y
legal analysis
2 Y
Legal Research
2 Y
Trading
2 Y

Geolance is a search engine that combines the power of machine learning with human input to make finding information easier.

© Copyright 2024 Geolance. All rights reserved.