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Charlie M. - 20919
Toronto, Canada
7:10 PM, GMT -04:00
Charlie M. - 20919 Regulatory Compliance Specialist from Toronto
About
Please note the below, in which I have summarized my relevant experience:
- transactional experience in corporate and commercial law matters;
- achieved upper class results in law school courses relating to international banking and business associations law;
- capital markets work experience in sales and trading, trading risk, and financial regulation;
- Bachelor of Commerce undergraduate (finance major);
passionate about finance and financial services - participated in and led several finance- and markets-related extra-curricular associations during my university tenure; and
- litigation experience in criminal defence and commercial law.
Occupation
Regulatory Compliance Specialist
Work experience
2022 - Present
Associate
Guardian Legal Consultants LLP
2017 - 2019
Student
Derstine Penman Criminal Lawyers
2015 - 2015
Co-op/Intern, Associate
TD Bank Group
2014 - 2015
Dalhousie Student Ambassador
Montréal Exchange
2014 - 2014
Summer Associate, Structured Sales
TD Securities
2013 - 2013
Trading Assistant Co-op
Short Term Interest Rates
2013 - 2013
Capital Markets Risk Management
TD Securities
Education
2018 - 2020
City, University of London
Bachelor of Laws
2015 - 2016
Toronto Metropolitan University
Certificate degree
2011 - 2016
Dalhousie University
Bachelor of Commerce Co-op
Skills
Analytical Skills
2 Y
Business Objectives
2 Y
Communication Skills
2 Y
Corporate Law
2 Y
Derivatives
2 Y
Document Review
2 Y
legal analysis
2 Y
Legal Research
2 Y
Trading
2 Y
About
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