Kehinde O. - 20372 Regulatory Compliance Officer from Richmond Hill

• Administer policies and procedures that ensure compliance with applicable laws, regulations, and standards. • Monitors the regulatory environment and develops a strategy for responding to new or amended legislation. • Ensure relevant regulatory compliance program activities align with the bank’s corporate policy and strategic direction. • Saddled with the responsibility of managing and overseeing key elements of the business-level AML/ATF compliance program. • Conduct assessments of account opening and transactions to ensure compliance with legislation and regulations. • Ensure continuous improvement of programs, processes, policies and tools to meet regulatory/compliance requirements, industry best practices and/or achieve organizational goals. • Acts as a subject matter expert in the evaluation, development and implementation of an internal control system. • Participating in internal compliance reviews or external regulator audits conducted in Head Office or Branch/Sub-Branch office locations. • Review systems and operations to assess the extent to which organizational objectives are achieved, and the adequacy of controls over activities leading to such achievement. • Ascertain the extent of compliance with established policies, procedures and instructions. • Evaluate the adequacy, effectiveness and efficiency of the systems of control within the bank and the quality of ongoing operations.